Nelson B. Arrington Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nelson Battle Arrington Jr. JR., who also goes by Nelson B Arrington, Nelson Battle Arrington Jr, Nelson Battle Arrington, was a registered financial professional .
Nelson is a previously registered financial professional and started their career in finance in 1968. Nelson had worked at 1 firm and has passed the Series 7TO, SIE, Series 1, Series 14, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 1968 - December 3, 2024
V. M. MANNING & CO., INC.
Primary Firm SEC Registration
V. M. MANNING & CO., INC.
CRD#: 2655 / SEC#: 801-133006, 8-8680
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 11/13/1968
Registered Representative ExaminationSeries 00
Date: 11/7/1973
General Securities Principal ExaminationCurrent Firm
V. M. MANNING & CO., INC.
CRD#: 2655 / SEC#: 801-133006, 8-8680
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 122 |
| AUM (Assets Under Management) | $ 115,462,603 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
