Geoffrey R. Sokol
Professional summary
Geoffrey Ryan Sokol, who also goes by Geoffrey Sokol, is a registered financial advisor currently at GT INVESTMENT MANAGEMENT, LLC located in Hawthorne, California and GT SECURITIES, INC. located in Los Angeles, California.
Geoffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Geoffrey has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey Ryan Sokol's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2024 - Present
GT INVESTMENT MANAGEMENT, LLC
June 26, 2024 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094January 18, 2024 - June 13, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
October 19, 2023 - June 13, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2024)
(7/2/2024)
(10/14/2025)
Exams
Series 7TO
Date: 10/19/2023
General Securities Representative ExaminationFINRA
Current Firm
GT INVESTMENT MANAGEMENT, LLC
CRD#: 325619 / SEC#: 801-134784
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 5,500,000 |
Red Flags
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