Riley W. Jones
Professional summary
Riley William Jones is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Eldon, Missouri.
Riley is registered as a RR (Registered Representative) and started their career in finance in 2024. Riley has worked at 2 firms and has passed the Series 63, Series 22TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Riley William Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2025 - Present
GREAT POINT CAPITAL LLC
Office #1: 102 A N. Bus Hwy 54, Eldon, MO 65026April 10, 2024 - May 15, 2025
N.I.S. FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2025)
Exams
Series 22TO
Date: 9/26/2025
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 4/9/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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Company Information
GREAT POINT CAPITAL LLC
CRD#: 114203Eldon, MO 65026TRUST BUT VERIFY
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