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ML

Mitchel Legge

BUILDER ADVISOR GROUP
Corte Madera, CA 94925
Some features on this profile are disabled
CRD#: 7780255
ML

Professional summary

Mitchel Legge is a registered financial professional currently at BUILDER ADVISOR GROUP, LLC located in Corte Madera, California.

Mitchel is registered as a RR (Registered Representative) and started their career in finance in 2025. Mitchel has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mitchel Legge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2025 - Present

BUILDER ADVISOR GROUP, LLC

Office #1: 770 Tamalpais Drive, Suite 401b, Corte Madera, CA 94925
BD
CRD#: 156515
Corte Madera, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/19/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/18/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/18/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/25/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BA
BUILDER ADVISOR GROUP, LLC
BUILDER ADVISOR GROUP, LLC

CRD#: 156515 / SEC#: , 8-68801

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
770 Tamalpais Drive Suite 401b, Corte Madera, CA 94925
Mailing Address
770 Tamalpais Drive Suite 401b, Corte Madera, CA 94925
Phone number
(415) 561-0600
Established
California since 10/25/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EFFICIENT BUILDER TECHNOLOGY CORPORATION100% OWNER
AVILA, ANTHONY GENEMANAGING MEMBER
CARRENA, JOCYLINE ONELAFINOP7658892
VAN GORDER, KEVIN JAMESCHIEF COMPLIANCE OFFICER5202236

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUILDER ADVISOR GROUP, LLC

CRD#: 156515Corte Madera, CA 94925

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