JM
Jacob T. Montes
DARK HORSE ADVISORS LLC
Rancho Santa Fe, CA 92067
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CRD#: 7780202
JM
Professional summary
Jacob Tyler Montes is a registered financial advisor currently at DARK HORSE ADVISORS LLC located in Rancho Santa Fe, California.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jacob has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Tyler Montes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2023 - Present
DARK HORSE ADVISORS LLC
Office #1: 16950 Via De Santa Fe Suite 5060-104, Rancho Santa Fe, CA 92067RIA
CRD#: 312741
Rancho Santa Fe, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/6/2023)
IAR
Nevada(12/12/2023)
Current Firm
DH
DARK HORSE ADVISORS LLC
DARK HORSE ADVISORS | DARK HORSE PRIVATE WEALTH | DARK HORSE ADVISORS LLC
CRD#: 312741 / SEC#:
California
Registered Investment Advisory firm - (3/21/2023 Approved)Nevada
Registered Investment Advisory firm - (5/12/2021 Approved)Texas
Registered Investment Advisory firm - (4/24/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
San Diego, CA
Mailing Address
16950 Via De Santa Fe Suite 5060-17, Rancho Santa Fe, CA 92067
Phone number
(858) 832-2514
Established
Firm type
Fiscal year end
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 305 |
| AUM (Assets Under Management) | $ 103,883,890 |
Red Flags
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