Carl R. Hartman

GLOBAL PREDICTIONS

New York, NY

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CRD#: 7777803

Professional summary

Carl Reid Hartman is a registered financial advisor currently at GLOBAL PREDICTIONS INC located in New York, New York.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Carl has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Reid Hartman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2023 - Present

GLOBAL PREDICTIONS INC

RIA

CRD#: 327520

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL PREDICTIONS INC

CRD#: 327520 / SEC#: 801-128513

RIA

Registered Investment Advisory firm - (8/14/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2023

Uniform Investment Adviser Law Examination

Current Firm

GLOBAL PREDICTIONS INC

CRD#: 327520 / SEC#: 801-128513

RIA

Registered Investment Advisory firm - (8/14/2023 Approved)

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Contact information

Main Address

Oakland, CA

Mailing Address

2261 Market Street #4349, San Francisco, CA 94114

Phone number

(510) 426-6421

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLOBAL PREDICTIONS INC PART 2A (7/22/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carl R. Hartman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Reid Hartman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL PREDICTIONS INC

Primary Firm SEC Registration

GLOBAL PREDICTIONS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2023

Current Firm

GLOBAL PREDICTIONS INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

GLOBAL PREDICTIONS INC

TRUST BUT VERIFY

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