Roshan P. Shirahatti

FBS SECURITIES

Mckinney, TX 75070

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CRD#: 7776705

Professional summary

Roshan Prakash Shirahatti, who also goes by Roshan P Shirahatti, is a registered financial advisor currently at FBS SECURITIES located in Mckinney, Texas.

Roshan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Roshan has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roshan P Shirahatti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name: Bristlecone - Address: 10 Almaden Blvd, Suite 990, San Jose, CA 95113 - Nature: Non-investment related, the company is a supply chain services provider - Position: Associate Consultant in Integrations - Duties: Build integrations and connector solutions for clients - Start Date: 05/21/2025 - Hours per month: 80 - 4 hours a day during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roshan Prakash Shirahatti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2025 - Present

FBS SECURITIES

Office #1: 3900 S Stonebridge Dr, Suite 1104, Mckinney, TX 75070

RIA

CRD#: 326538

Mckinney, TX

Past

February 1, 2024 - May 30, 2025

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

Chicago, IL

Past

November 6, 2023 - January 30, 2024

MORGAN STANLEY

CRD#: 149777

Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/29/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/6/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/2/2023

Securities Industry Essentials Examination

Current Firm

FBS SECURITIES

FBS 401(K) | FRISCO BUSINESS SOLUTIONS GROUP INC | FBS SECURITIES | FBS GROUP

CRD#: 326538 / SEC#:

Georgia

Registered Investment Advisory firm - (8/26/2024 Approved)

New Jersey

Registered Investment Advisory firm - (10/17/2024 Approved)

Oklahoma

Registered Investment Advisory firm - (6/6/2024 Approved)

Texas

Registered Investment Advisory firm - (7/21/2023 Approved)

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Contact information

Main Address

3900 S Stonebridge Dr, Suite 1104, Mckinney, TX 75070

Mailing Address

Phone number

(214) 307-4320

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	184
AUM (Assets Under Management)	$ 22,477,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roshan P. Shirahatti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roshan Prakash Shirahatti's CRS (Customer Relationship Summary).

Certified licenses

Experience

FBS SECURITIES

ROBINHOOD FINANCIAL, LLC

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2024

Series 63

Date: 11/29/2023

Series 7TO

Date: 11/6/2023

SIE

Date: 10/2/2023

Current Firm

FBS SECURITIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FBS SECURITIES

TRUST BUT VERIFY

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