TC
Tristan L. Cooper
STRATEGIC ADVISERS LLC
TAMPA, FL
Some features on this profile are disabled
CRD#: 7775156
TC
Professional summary
Tristan Leigh Cooper is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Tampa, Florida and FIDELITY BROKERAGE SERVICES LLC located in Tampa, Florida.
Tristan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Tristan has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-116106|OrgNmn:splanade Golf and Country Club at Lakewood Ranch (Tro|Org Addr:Lakewood R,Florida,US|OBA Nature:Hospitality|Invst Rel:N|Title:Employee|Duties:taking orders, serving food, completing member charge payments|StrtDt:01-22-25|TotHrs/mon:15|TrdHrs/mon:0|OBA-120957|OrgNmn:Depop Limited|Org Addr:Tampa,Florida,US|OBA Nature:Online Platform (app) to buy a|Invst Rel:N|Title:Depop Seller|Duties:Self-listing clothing on the platform to sell, dropping off sold items at the post office|StrtDt:06-16-25|TotHrs/mon:8|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Tristan Leigh Cooper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3000 Bayport Dr - Ste 800, Tampa, FL 33607-8402RIA
CRD#: 104555
TAMPA, FL
Current
March 31, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3000 Bayport Dr - Ste 800, Tampa, FL 33607-8402BD
CRD#: 7784
TAMPA, FL
Past
July 18, 2023 - January 30, 2024
FLORIDA FINANCIAL ADVISORS, LLC
RIA
CRD#: 288811
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/30/2025)
RR
California(4/30/2025)
RR
Colorado(4/30/2025)
RR
Connecticut(4/30/2025)
RR
Florida(3/31/2025)
IAR
Florida(5/20/2025)
RR
Georgia(4/30/2025)
RR
Illinois(4/30/2025)
RR
Indiana(4/30/2025)
RR
Maryland(4/30/2025)
RR
Massachusetts(4/30/2025)
RR
Michigan(4/30/2025)
RR
Minnesota(4/30/2025)
RR
Missouri(4/30/2025)
RR
New Jersey(4/30/2025)
RR
New York(4/30/2025)
RR
North Carolina(4/30/2025)
RR
Ohio(4/30/2025)
RR
Pennsylvania(4/30/2025)
RR
Texas(4/30/2025)
RR
Virginia(4/30/2025)
RR
Washington(4/30/2025)
RR
Wisconsin(4/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/31/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
