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Taylor M. Funke
49 FINANCIAL
Jacksonville, FL 32256
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CRD#: 7773846
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Professional summary
Taylor Mcshane Funke is a registered financial advisor currently at 49 FINANCIAL located in Jacksonville, Florida.
Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Taylor has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Episcopal School of Jacksonville; non-Investment Related; 4455 Atlantic Blvd, Jacksonville, FL 32207; Teaching / Coaching; Coach; 01/2024; 45 HRS per month; 5 HRS during trading hours; Assistant coaching the high school lacrosse team 2) Financial Independence Group; investment related; 19520 W Catawba Ave, STE 200 Cornelius NC 28031; Description of the business: Financial Independence Group is a company that gives my team and I at 49 Financial the opportunity to access products from multiple insurance carriers that are the most suitable for our clients.; Insurance Agent; Completing due-diligence on multiple insurance carriers and products that are accessible through Financial Independence Group to bring the most suitable options forward to our clients at 49 Financial.; Start date: 2023-08-28; 10 Hours per month during trading hours; 10 Hours per month outside trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Taylor Mcshane Funke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2024 - Present
49 FINANCIAL
Office #1: 5011 Gate Parkway Suite 200 Building 100, Jacksonville, FL 32256RIA
CRD#: 319484
Jacksonville, FL
Past
August 12, 2024 - December 16, 2024
OAKWOOD CAPITAL SECURITIES, INC.
BD
CRD#: 21000
Jacksonville Beach, FL
Past
August 18, 2023 - January 10, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Jacksonville, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/5/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3711 S Mopac Expy Suite 150, Austin, TX 78746
Mailing Address
Phone number
(214) 563-1190
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,989 |
| AUM (Assets Under Management) | $ 871,379,407 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
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Company Information
49 FINANCIAL
CRD#: 319484Jacksonville, FL 32256TRUST BUT VERIFY
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