Guy W. Chadwick

CAVE CREEK, AZ

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CRD#: 7771488

Professional summary

Guy Walker Chadwick, who also goes by Guy Chadwick, Guy W Chadwick, was a registered financial advisor .

Guy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Guy had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Guy Chadwick | Guy W Chadwick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ARIZONA STATE UNIVERSITY; NON-INVESTMENT RELATED; TEMPE, AZ; UNDERGRADUATE AND GRADUATE UNIVERSITY; FULL-TIME STUDENT; 08/2024; APPROX. 140 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; FULL TIME BA AND MA HISTORY STUDENT. 2) WOODHOUSE LLC; NON-INVESTMENT RELATED; 29010 N 48TH STREET, CAVE CREEK, AZ 85331; DORMANT ENTITY; MANAGING MEMBER; 01/2017; APPROX. 0 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; MANAGING MEMBER OF DORMANT ENTITY.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2025 - Present

CAVE CREEK, AZ

Past

October 17, 2023 - April 18, 2024

EDWARD JONES

RIA

CRD#: 250

PRATT, KS

Past

August 15, 2023 - April 18, 2024

EDWARD JONES

CRD#: 250

PRATT, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/24/2025)

IAR

Oregon
(10/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/15/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/20/2023

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Guy W. Chadwick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2023

Series 7TO

Date: 8/15/2023

SIE

Date: 7/20/2023

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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