Peter L. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter L Murphy, who also goes by Peter Leo Murphy, Peter Murphy, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2023. Peter had worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2025 - March 14, 2025
ONE CHARLES PRIVATE WEALTH
August 1, 2023 - October 17, 2024
BLACKROCK INVESTMENTS, LLC
Primary Firm SEC Registration
ONE CHARLES PRIVATE WEALTH
CRD#: 286635 / SEC#: 801-109973
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/1/2023
General Securities Representative ExaminationCurrent Firm
ONE CHARLES PRIVATE WEALTH
CRD#: 286635 / SEC#: 801-109973
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 347 |
| AUM (Assets Under Management) | $ 936,375,657 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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