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BM

Benjamin C. Mccormick

FLOW TRADERS U.S.
New York, NY 10036
Some features on this profile are disabled
CRD#: 7769167
BM

Professional summary

Benjamin Cole Mccormick is a registered financial professional currently at FLOW TRADERS U.S. LLC located in New York, New York and FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC located in New York, New York.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2024. Benjamin has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Cole Mccormick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2024 - Present

FLOW TRADERS U.S. LLC

Office #1: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036
BD
CRD#: 150780
New York, NY
Current

November 7, 2024 - Present

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

Office #1: 1114 Avenue Of The Americas 4th Fl, New York, NY, 10036Office #2: 1114 Avenue Of The Americas 4th Floor, New York, NY 10036
BD
CRD#: 282266
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/5/2024)
RR
Connecticut
(12/5/2024)
RR
Florida
(11/7/2024)
RR
Illinois
(12/5/2024)
RR
Louisiana
(11/7/2024)
RR
Massachusetts
(12/5/2024)
RR
New Jersey
(12/5/2024)
RR
New York
(12/5/2024)
RR
North Carolina
(12/5/2024)
RR
Ohio
(12/6/2024)
RR
Pennsylvania
(12/5/2024)
RR
Texas
(12/5/2024)
RR
Virginia
(12/5/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/5/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/20/2024
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/29/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/18/2024
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

FT
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

CRD#: 282266 / SEC#: , 8-69711

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Phone number
(917) 210-5000
Established
Delaware since 11/12/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
FLOW TRADERS U.S. HOLDING LLCMEMBER
DIMITRI, AARON MICHAELOPERATING COMMITTEE MEMBER6806548
JOSE, KYLE WCHIEF COMPLIANCE OFFICER6078303
LEARY, TIMOTHY PATRICKCFO/FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER6567942
STUSH, WILLIAM DOPERATING COMMITTEE MEMBER2903013

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

CRD#: 282266New York, NY 10036

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