JL
Joel Lopata
VINCIMUS CAPITAL
MALIBU, CA 90265
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CRD#: 7769042
JL
Professional summary
Joel Lopata is a registered financial advisor currently at VINCIMUS CAPITAL, LLC located in Malibu, California.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Joel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: RallyX Management Solutions Investment related? No Address: 7077 Bonneval Rd. St. 610, Jacksonville, FL 32216 Nature: Provides back office support and management solutions to small businesses, mostly in the construction trades Position: Independent contractor Title/relationship: Legal consultant Start Date: Feb 1, 2023 Approximate hours/month: 83 Hours during securities trading hours: Typically 3-4 hours of flexible work per day during trading hours Duties: Provide legal guidance related to employment law matters, entity formation, contracts, insurance, and other legal matters
CRS (Client Relationship Summary) - RIA
Click below to view Joel Lopata's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2023 - Present
VINCIMUS CAPITAL, LLC
Office #1: 29160 Heathercliff Rd Suite 203, Malibu, CA 90265RIA
CRD#: 321865
MALIBU, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VINCIMUS CAPITAL, LLC
VINCIMUS | VINCIMUS CAPITAL, LLC
CRD#: 321865 / SEC#: 801-125872
RIA
Registered Investment Advisory firm - (6/9/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/26/2023)
IAR
Florida(8/14/2023)
Current Firm
VC
VINCIMUS CAPITAL, LLC
VINCIMUS | VINCIMUS CAPITAL, LLC
CRD#: 321865 / SEC#: 801-125872
RIA
Registered Investment Advisory firm - (6/9/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29160 Heathercliff Rd Suite 203, Malibu, CA 90265
Mailing Address
Phone number
(904) 226-4946
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 167,753,123 |
Red Flags
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Company Information
VINCIMUS CAPITAL, LLC
CRD#: 321865Malibu, CA 90265TRUST BUT VERIFY
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