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JM

Julia Mentzingen

STONEX FINANCIAL
Miami, FL 33131
Some features on this profile are disabled
CRD#: 7767640
JM

Professional summary

Julia Mentzingen, who also goes by Julia Cerqueira Chagas, Julia Cerqueirachagas De Mentzi, Julia Mentzingen, Julia Mentzingen Rodrigues, is a registered financial professional currently at STONEX FINANCIAL INC. located in Miami, Florida.

Julia is registered as a RR (Registered Representative) and started their career in finance in 2023. Julia has worked at 2 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Julia Cerqueira Chagas | Julia Cerqueirachagas De Mentzi | Julia Mentzingen | Julia Mentzingen Rodrigues

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julia Mentzingen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 31, 2024 - Present

STONEX FINANCIAL INC.

Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131
BD
CRD#: 45993
Miami, FL
Past

August 8, 2023 - April 5, 2024

BTG PACTUAL US CAPITAL, LLC

BD
CRD#: 149486
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/31/2024)
RR
Connecticut
(5/31/2024)
RR
Florida
(5/31/2024)
RR
Illinois
(5/31/2024)
RR
Missouri
(5/31/2024)
RR
New Jersey
(5/31/2024)
RR
New York
(5/31/2024)
RR
North Carolina
(5/31/2024)
RR
Texas
(5/31/2024)
RR
Washington
(5/31/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/2/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/25/2025
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 57TO
Date: 10/17/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/7/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/13/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SF
STONEX FINANCIAL INC.
INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.

CRD#: 45993 / SEC#: , 8-51269

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
329 Park Avenue North Suite 350, Winter Park, FL 32789
Mailing Address
329 Park Avenue North Suite 350, Winter Park, FL 32789
Phone number
(407) 741-5300
Established
Florida since 05/29/1998
Firm type
Corporation
Fiscal year end
September
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER
BOLTE, DAVID ALBERTSECRETARY2711410
DAVISON, STUART ANDREWDIRECTOR; CHIEF OPERATING OFFICER7824576
DICIOLLO, ANTHONY JOSEPHPRESIDENT/DIRECTOR4976402
DUNAWAY, WILLIAM JOHNDIRECTOR, CHIEF FINANCIAL OFFICER6505923
LYON, CHARLES MARTINDIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER4000852
MAURER, MARK LDIRECTOR, CHIEF RISK OFFICER4234406
PORZIO, JOSEPH JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1319702
SMITH, PHILIP ANDREWDIRECTOR4999097
SZEKELY, GIGI KLARACHIEF COMPLIANCE OFFICER - BD DIVISION2530826

Disclosures

Regulatory Event75

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEX FINANCIAL INC.

CRD#: 45993Miami, FL 33131

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