George K. Daniel
Professional summary
George Kevin Daniel is a registered financial professional currently at CHERRY TREE & ASSOCIATES, LLC located in Minnetonka, Minnesota.
George is registered as a RR (Registered Representative) and started their career in finance in 2023. George has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Kevin Daniel's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2024 - Present
CHERRY TREE & ASSOCIATES, LLC
Office #1: 301 Carlson Parkway Suite103, Minnetonka, MN 55305June 24, 2023 - June 6, 2024
HENNEPIN PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2024)
Exams
Series 79TO
Date: 6/24/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CHERRY TREE & ASSOCIATES, LLC
CRD#: 115151 / SEC#: , 8-53469
Contact information
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADAM SMITH COMPANIES, LLC | MEMBER | |
| STOFER, GORDON FAIRCHILD JR | EXECUTIVE CHAIRMAN, MEMBER, ELECTED MANAGER | 1514353 |
| JOHNSON, CHAD ERIC | MANAGING PARTNER, MEMBER, CO-CEO | 2326438 |
| LATZKE, DAVID GERALD | MANAGING PARTNER, MEMBER, CO-CEO | 5291398 |
| BORTNEM, JANE MARIE | FINANCIAL AND OPERATING PRINCIPAL, CHIEF COMPLIANCE OFFICER, MEMBER | 4451428 |
| GUSENIUS, MIKKEL STEPHEN | MANAGING DIRECTOR, MEMBER | 5364764 |
Red Flags
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