Chad Eric Johnson
Professional Summary
Chad Eric Johnson is a registered financial advisor currently at CHERRY TREE & ASSOCIATES, LLC located in Minnetonka, Minnesota. Chad is registered as a RR (Registered Representative) and started their career in finance in 1993. Chad has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
CHERRY TREE & ASSOCIATES, LLC | CTD SECURITIES, LLC | CHERRY TREE SECURITIES, LLC
Contact Information
Main Address
301 Carlson Parkway Suite103, Minnetonka, MN 55305Mailing Address
301 Carlson Parkway Suite 103, Minnetonka, MN 55305Phone Number
(952) 893-9012Established
Minnesota since 07/27/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADAM SMITH COMPANIES, LLC | MEMBER | — |
| STOFER, GORDON FAIRCHILD JR | EXECUTIVE CHAIRMAN, MEMBER, ELECTED MANAGER | 1514353 |
| JOHNSON, CHAD ERIC | MANAGING PARTNER, MEMBER, CO-CEO | 2326438 |
| LATZKE, DAVID GERALD | MANAGING PARTNER, MEMBER, CO-CEO | 5291398 |
| BORTNEM, JANE MARIE | FINANCIAL AND OPERATING PRINCIPAL, CHIEF COMPLIANCE OFFICER, MEMBER | 4451428 |
| GUSENIUS, MIKKEL STEPHEN | MANAGING DIRECTOR, MEMBER | 5364764 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/8/2015)
(10/27/2015)
(8/17/2007)
(10/16/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Chad Eric Johnson's CRS (Customer Relationship Summary).
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