Noah V. Cicciarelli

AXOS INVEST,

San Diego, CA 92122

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CRD#: 7758586

Professional summary

Noah Vincent Cicciarelli is a registered financial advisor currently at AXOS INVEST, INC located in San Diego, California and AXOS INVEST LLC located in San Diego, California.

Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Noah has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Vincent Cicciarelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2023 - Present

AXOS INVEST, INC

Office #1: 4350 La Jolla Village Dr, San Diego, CA 92122

RIA

CRD#: 150953

San Diego, CA

Current

July 3, 2023 - Present

AXOS INVEST LLC

Office #1: 4350 La Jolla Village Drive, San Diego, CA 92122

CRD#: 172393

San Diego, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AXOS INVEST, INC

ARCHIPELAGO CAPITAL MANAGEMENT LLC | WISEBANYAN, INC. | WISEBANYAN | HWM CAPITAL MANAGEMENT LLC | AXOS INVEST, INC

CRD#: 150953 / SEC#: 801-79951

RIA

Registered Investment Advisory firm - (6/25/2014 Approved)

California

Registered Investment Advisory firm - (8/13/2014 Terminated)

Connecticut

Registered Investment Advisory firm - (7/28/2014 Terminated)

Delaware

Registered Investment Advisory firm - (7/14/2014 Terminated)

District of Columbia

Registered Investment Advisory firm - (7/14/2014 Terminated)

Indiana

Registered Investment Advisory firm - (7/14/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (8/1/2014 Terminated)

Michigan

Registered Investment Advisory firm - (7/21/2014 Terminated)

Nevada

Registered Investment Advisory firm - (8/18/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2014 Terminated)

New York

Registered Investment Advisory firm - (7/14/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/28/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (7/14/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (7/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/14/2014 Terminated)

Virginia

Registered Investment Advisory firm - (7/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/29/2023)

Alaska
(9/29/2023)

Arizona
(9/29/2023)

Arkansas
(9/29/2023)

California
(9/20/2023)

IAR

California
(9/20/2023)

Colorado
(9/29/2023)

Connecticut
(9/29/2023)

Delaware
(9/29/2023)

District of Columbia
(9/29/2023)

Florida
(9/29/2023)

Georgia
(9/29/2023)

Hawaii
(9/29/2023)

Idaho
(9/29/2023)

Illinois
(9/29/2023)

Indiana
(9/29/2023)

Iowa
(9/29/2023)

Kansas
(9/29/2023)

Kentucky
(9/29/2023)

Louisiana
(9/29/2023)

Maine
(9/29/2023)

Maryland
(9/29/2023)

Massachusetts
(9/29/2023)

Michigan
(9/29/2023)

Minnesota
(9/29/2023)

Mississippi
(9/29/2023)

Missouri
(9/29/2023)

Montana
(9/29/2023)

Nebraska
(9/29/2023)

Nevada
(9/29/2023)

New Hampshire
(9/29/2023)

New Jersey
(9/29/2023)

New Mexico
(9/29/2023)

New York
(9/29/2023)

North Carolina
(9/29/2023)

North Dakota
(9/29/2023)

Ohio
(9/29/2023)

Oklahoma
(9/29/2023)

Oregon
(9/29/2023)

Pennsylvania
(9/29/2023)

Rhode Island
(9/29/2023)

South Carolina
(9/29/2023)

South Dakota
(9/29/2023)

Tennessee
(9/29/2023)

Texas
(9/29/2023)

Utah
(9/29/2023)

Vermont
(9/29/2023)

Virginia
(9/29/2023)

Washington
(9/29/2023)

West Virginia
(9/29/2023)

Wisconsin
(9/29/2023)

Wyoming
(9/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/3/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/25/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

AXOS INVEST, INC

ARCHIPELAGO CAPITAL MANAGEMENT LLC | WISEBANYAN, INC. | WISEBANYAN | HWM CAPITAL MANAGEMENT LLC | AXOS INVEST, INC

CRD#: 150953 / SEC#: 801-79951

RIA

Registered Investment Advisory firm - (6/25/2014 Approved)

California

Registered Investment Advisory firm - (8/13/2014 Terminated)

Connecticut

Registered Investment Advisory firm - (7/28/2014 Terminated)

Delaware

Registered Investment Advisory firm - (7/14/2014 Terminated)

District of Columbia

Registered Investment Advisory firm - (7/14/2014 Terminated)

Indiana

Registered Investment Advisory firm - (7/14/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (8/1/2014 Terminated)

Michigan

Registered Investment Advisory firm - (7/21/2014 Terminated)

Nevada

Registered Investment Advisory firm - (8/18/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2014 Terminated)

New York

Registered Investment Advisory firm - (7/14/2014 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/28/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (7/14/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (7/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/14/2014 Terminated)

Virginia

Registered Investment Advisory firm - (7/14/2014 Terminated)

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Contact information

Main Address

9205 W Russell Road Suite 400, Las Vegas, NV 89148

Mailing Address

Phone number

(858) 376-6055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AXOS INVEST INC - FIRM BROCHURE (11/5/2025)

WRAP FEE PROGRAM BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts	9,625
AUM (Assets Under Management)	$ 146,996,118

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/17/2025	Cover Page	Report
01/21/2025	Cover Page	Report
03/04/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Noah V. Cicciarelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Vincent Cicciarelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

AXOS INVEST, INC

AXOS INVEST LLC

Primary Firm SEC Registration

AXOS INVEST, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2023

Series 7TO

Date: 7/3/2023

SIE

Date: 4/25/2023

FINRA

Current Firm

AXOS INVEST, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AXOS INVEST, INC

TRUST BUT VERIFY

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