River Z. Galland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
River Zachary Galland was a registered financial professional .
River is a previously registered financial professional and started their career in finance in 2024. River had worked at 1 firm and has passed the Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2024 - June 6, 2024
BLAKESLEE AND BLAKESLEE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/15/2024
Operations Professional ExaminationSeries 7TO
Date: 4/15/2024
General Securities Representative ExaminationCurrent Firm
BLAKESLEE AND BLAKESLEE INC.
CRD#: 8149 / SEC#: , 8-32071
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
Red Flags
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