Charles N. Beyer

FORESIDE FUND SERVICES

Tempe, AZ 85281

Some features on this profile are disabled

CRD#: 7756152

Professional summary

Charles Nathaniel Beyer, who also goes by Charles N Beyer, Charles Beyer, Charlie Beyer, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Tempe, Arizona.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2023. Charles has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles N Beyer | Charles Beyer | Charlie Beyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Nathaniel Beyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 410 N Scottsdale Road Suite 1000, Tempe, AZ 85281

CRD#: 46106

Tempe, AZ

Past

July 16, 2024 - June 20, 2025

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

Tempe, AZ

Past

July 16, 2024 - June 20, 2025

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

Tempe, AZ

Past

October 9, 2023 - May 24, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Fargo, ND

Past

October 2, 2023 - May 24, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Fargo, ND

Past

July 20, 2023 - September 2, 2023

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

DALLAS, TX

Past

July 14, 2023 - September 2, 2023

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/13/2025)

Arizona
(8/15/2025)

Arkansas
(8/13/2025)

Florida
(8/13/2025)

Georgia
(8/13/2025)

Louisiana
(8/13/2025)

Mississippi
(8/13/2025)

North Carolina
(8/13/2025)

South Carolina
(8/13/2025)

Tennessee
(8/13/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/14/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/6/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles N. Beyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Nathaniel Beyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2023

Series 7TO

Date: 7/14/2023

SIE

Date: 2/6/2023

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors