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JC

James T. Cote

JVM SECURITIES
Oak Brook, IL 60523
Some features on this profile are disabled
CRD#: 7755809
JC

Professional summary

James Thomas Cote is a registered financial professional currently at JVM SECURITIES, LLC located in Oak Brook, Illinois.

James is registered as a RR (Registered Representative) and started their career in finance in 2023. James has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Thomas Cote's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2023 - Present

JVM SECURITIES, LLC

Office #1: 903 Commerce Drive, Suite 250, Oak Brook, IL 60523
BD
CRD#: 290327
Oak Brook, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/2/2025)
RR
California
(10/2/2025)
RR
Connecticut
(10/2/2025)
RR
Florida
(4/23/2025)
RR
Illinois
(10/20/2023)
RR
Missouri
(10/2/2025)
RR
New York
(10/2/2025)
RR
Texas
(8/19/2025)
RR
Virginia
(4/23/2025)
RR
Washington
(4/22/2025)
RR
Wisconsin
(4/23/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 8/23/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 3/27/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JS
JVM SECURITIES, LLC
JVM SECURITIES, LLC

CRD#: 290327 / SEC#: , 8-70032

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
903 Commerce Drive, Suite 250, Oak Brook, IL 60523
Mailing Address
903 Commerce Drive, Suite 250, Oak Brook, IL 60523
Phone number
(630) 242-1000
Established
Delaware since 04/06/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JVM SECURITIES HOLDINGS, LLCSOLE MEMBER
BEATON, DANIEL STEWARTFINOP4240769
MYERS, MATT ALLANPRESIDENT / CCO344182

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JVM SECURITIES, LLC

CRD#: 290327Oak Brook, IL 60523

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