Jeffrey Zhang
Professional summary
Jeffrey Zhang is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2024. Jeffrey has worked at 3 firms and has passed the Series 57TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Zhang's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2026 - Present
DAWSON JAMES SECURITIES, INC.
Office #1: 2700 N. Military Trail Suite 100, Boca Raton, FL 33431June 3, 2025 - August 12, 2026
R. F. LAFFERTY & CO., INC.
August 29, 2024 - February 14, 2025
CHIMERA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 8/29/2024
Securities Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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Company Information
DAWSON JAMES SECURITIES, INC.
CRD#: 130645Boca Raton, FL 33431TRUST BUT VERIFY
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