Joseph F. Mcgloin

BDFS CAPITAL LLC

REHOBOTH BEACH, DE 19971

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CRD#: 7755385

Professional summary

Joseph Francis Mcgloin, who also goes by Joseph Mcgloin, is a registered financial advisor currently at BDFS CAPITAL LLC located in Rehoboth Beach, Delaware.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Mcgloin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Mcgloin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2024 - Present

BDFS CAPITAL LLC

Office #1: 19409 Plantation Rd Bldg. 2 Unit 1, Rehoboth Beach, DE 19971

RIA

CRD#: 287680

REHOBOTH BEACH, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BDFS CAPITAL LLC

CRD#: 287680 / SEC#: 801-120724

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

Delaware

Registered Investment Advisory firm - (5/27/2022 Terminated)

Maryland

Registered Investment Advisory firm - (5/25/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/3/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(11/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2024

Uniform Investment Adviser Law Examination

Current Firm

BDFS CAPITAL LLC

CRD#: 287680 / SEC#: 801-120724

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

Delaware

Registered Investment Advisory firm - (5/27/2022 Terminated)

Maryland

Registered Investment Advisory firm - (5/25/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/3/2023 Terminated)

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Contact information

Main Address

19409 Plantation Rd Bldg. 2 Unit 1, Rehoboth Beach, DE 19971

Mailing Address

Phone number

(302) 265-2236

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV WRAP BROCHURE - BDFS CAPITAL LLC (1/28/2025)

ADV PART 2A-BDFS CAPITAL LLC (1/28/2025)

Regulatory assets under management

Total Number of Accounts	1,653
AUM (Assets Under Management)	$ 325,153,356

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph F. Mcgloin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Mcgloin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BDFS CAPITAL LLC

Primary Firm SEC Registration

BDFS CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2024

Current Firm

BDFS CAPITAL LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BDFS CAPITAL LLC

TRUST BUT VERIFY

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