David B. Raphael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Beck Raphael was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2023. David had worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2025 - September 19, 2025
YIELDSTREET MARKETS LLC
June 1, 2023 - October 16, 2025
YIELDSTREET
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/17/2025
General Securities Representative ExaminationCurrent Firm
YIELDSTREET MARKETS LLC
CRD#: 172295 / SEC#: , 8-69506
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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