Marc H. Ruemmler
Professional summary
Marc Herbert Ruemmler, who also goes by Marc Ruemmler, is a registered financial advisor currently at STONEPATH WEALTH MANAGEMENT located in Traverse City, Michigan.
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Marc has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marc Herbert Ruemmler's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2024 - Present
STONEPATH WEALTH MANAGEMENT
Office #1: 134 W State Street Suite 200, Traverse City, MI 49684August 16, 2023 - December 31, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 14, 2023 - December 31, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
STONEPATH WEALTH MANAGEMENT
CRD#: 328977 / SEC#: 801-129202
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2024)
Exams
Series 7TO
Date: 8/12/2023
General Securities Representative ExaminationCurrent Firm
STONEPATH WEALTH MANAGEMENT
CRD#: 328977 / SEC#: 801-129202
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,100 |
| AUM (Assets Under Management) | $ 225,790,792 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEPATH WEALTH MANAGEMENT
CRD#: 328977Traverse City, MI 49684TRUST BUT VERIFY
Monitor Marc Ruemmler
Get automatic monthly alerts on:
