John R. Ferguson
Professional summary
John R Ferguson is a registered financial professional currently at FIRST WESTERN SECURITIES, INC. located in Hurst, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 2024. John has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John R Ferguson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2024 - Present
FIRST WESTERN SECURITIES, INC.
Office #1: 669 Airport Freeway #409, Hurst, TX 76053State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2024)
Exams
Series 7TO
Date: 3/1/2024
General Securities Representative ExaminationFINRA
Current Firm
FIRST WESTERN SECURITIES, INC.
CRD#: 19537 / SEC#: 801-70430, 8-37613
Contact information
FINRA licenses (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 41,715,412 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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