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GW

Gavin P. Walter

WILLIAMS ASSET MANAGEMENT
COLUMBIA, MD 21045
Some features on this profile are disabled
CRD#: 7746688
GW

Professional summary

Gavin Paul Walter is a registered financial advisor currently at WILLIAMS ASSET MANAGEMENT located in Columbia, Maryland.

Gavin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Gavin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin Paul Walter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2026 - Present

WILLIAMS ASSET MANAGEMENT

Office #1: 8850 Columbia 100 Parkway Suite 204, Columbia, MD 21045
RIA
CRD#: 338196
COLUMBIA, MD
Past

April 15, 2025 - January 30, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Columbia, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maryland
(1/30/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/7/2025
Uniform Investment Adviser Law Examination

Current Firm

WA
WILLIAMS ASSET MANAGEMENT
WILLIAMS & ASSOCIATES, INC. | WILLIAMS ASSET MANAGEMENT

CRD#: 338196 / SEC#: 801-135121

RIA
Registered Investment Advisory firm - (1/8/2026 120-Day Approval)
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Contact information

Main Address
8850 Columbia 100 Parkway Suite 204, Columbia, MD 21045
Mailing Address
Phone number
(410) 740-0220
Established
Firm type
Fiscal year end
# of Employees
9

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- WILLIAMS ASSET MANAGEMENT (12/8/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLIAMS ASSET MANAGEMENT

CRD#: 338196Columbia, MD 21045

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