Arsham Ghaffarvand
Professional summary
Arsham Ghaffarvand, who also goes by Arsham Ghaffarvandlaleh, Ari Vand, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Denver, Colorado and BANKERS LIFE SECURITIES, INC. located in Denver, Colorado.
Arsham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Arsham has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arsham Ghaffarvand's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2024 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 3401 Quebec Street Ste 6500, Denver, CO 80207December 18, 2024 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 3401 Quebec Street Ste 6500, Denver, CO 80207November 22, 2023 - June 21, 2024
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2024)
(12/18/2024)
Exams
Series 7TO
Date: 11/22/2023
General Securities Representative ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
