AR
Akif M. Rahman
PAULSON INVESTMENT COMPANY LLC
New York, NY 10005
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CRD#: 7741874
AR
Professional summary
Akif M Rahman, who also goes by Akif Mohammed Rahman, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in New York, New York.
Akif is registered as a RR (Registered Representative) and started their career in finance in 2023. Akif has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Akif Mohammed Rahman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-Nodi Commerce LLC -Not investment related -600 N Broad St Suite 5 #771 Middletown, Delaware 19709 -E-commerce -Member -Partner -08/2022 -Less than 10 hours a week - 0 hours -Sourcing, managing.
CRS (Client Relationship Summary) - BD
Click below to view Akif M Rahman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2024 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 40 Wall Street 39th Floor, New York, NY 10005BD
CRD#: 5670
New York, NY
Past
July 24, 2024 - December 31, 2024
PAULSON INVESTMENT ADVISORS, LLC
RIA
CRD#: 304328
PORTLAND, OR
Past
October 27, 2023 - June 6, 2024
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/23/2024)
RR
California(7/9/2024)
RR
Colorado(7/23/2024)
RR
Connecticut(7/26/2024)
RR
Florida(7/9/2024)
RR
Georgia(7/9/2024)
RR
Illinois(7/9/2024)
RR
Iowa(7/23/2024)
RR
Maryland(9/11/2024)
RR
Massachusetts(7/9/2024)
RR
Minnesota(9/11/2024)
RR
Nevada(3/25/2025)
RR
New Jersey(7/10/2024)
RR
New York(7/9/2024)
RR
Ohio(1/10/2025)
RR
Oklahoma(8/20/2024)
RR
Oregon(9/10/2025)
RR
Pennsylvania(3/25/2025)
RR
Texas(7/9/2024)
RR
Utah(9/10/2025)
RR
Washington(3/25/2025)
RR
Wisconsin(9/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
PI
PAULSON INVESTMENT COMPANY LLC
PAULSON INVESTMENT COMPANY LLC | PAULSON WEALTH ADVISORS | PAULSON INVESTMENT COMPANY, LLC | PAULSON INVESTMENT COMPANY, INC.
CRD#: 5670 / SEC#: 801-107194, 8-26807
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
10220 Sw Greenburg Rd Suite 465, Lake Oswego, OR 97035
Mailing Address
10220 Sw Greenburg Rd Suite 380, Portland, OR 97223
Phone number
(503) 243-6000
Established
Delaware since 03/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
