Marcus J. Welnel

SGL INVESTMENT ADVISORS

Missoula, MT 59802-4328

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CRD#: 7741521

Professional summary

Marcus John Welnel, who also goes by Marcus Welnel, is a registered financial advisor currently at SGL INVESTMENT ADVISORS, INC. located in Missoula, Montana and S.G. LONG & COMPANY located in Missoula, Montana.

Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Marcus has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcus Welnel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SANIL. Role General Manager, Operate and Manage the NIL Collective for the University of Montana Start: 02/02/2024 Address: 201 S Catlin St Unit E, Missoula, MT 59801, 10 total hours a week; 5 during securities trading hours, Not investment related, Incentive based compensation SGL Investment Advisors - Investment-related (firm affiliate) - 283 West Front St., Ste. 302, Missoula, MT, 59802 - SEC Registered Investment Adviser - Director of Fixed Income and Financial Advisor - 05/2008 - approximately 80 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus John Welnel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2024 - Present

SGL INVESTMENT ADVISORS, INC.

Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802-4328

RIA

CRD#: 145167

Missoula, MT

Current

February 15, 2024 - Present

S.G. LONG & COMPANY

Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802

RIA

CRD#: 47511

Missoula, MT

Current

February 12, 2024 - Present

S.G. LONG & COMPANY

Office #1: 283 West Front Suite 302 Suite 302, Missoula, MT 59802-4328

RIA

CRD#: 47511

Missoula, MT

Past

October 16, 2023 - February 23, 2024

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

MISSOULA, MT

Past

October 4, 2023 - February 23, 2024

PARK AVENUE SECURITIES LLC

CRD#: 46173

MISSOULA, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SGL INVESTMENT ADVISORS, INC.

SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.

CRD#: 145167 / SEC#: 801-80443

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Montana

Registered Investment Advisory firm - (7/10/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Montana
(2/12/2024)

IAR

Montana
(2/15/2024)

Texas
(2/28/2025)

IAR

Texas
(2/28/2025)

Washington
(2/12/2024)

IAR

Washington
(2/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/3/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/24/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SGL INVESTMENT ADVISORS, INC.

SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.

CRD#: 145167 / SEC#: 801-80443

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Montana

Registered Investment Advisory firm - (7/10/2015 Terminated)

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Contact information

Main Address

283 W. Front Street Suite 302, Missoula, MT 59802-4328

Mailing Address

Phone number

(406) 721-0999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGL INVESTMENT ADVISORS, INC. BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	1,236
AUM (Assets Under Management)	$ 391,569,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcus J. Welnel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus John Welnel's CRS (Customer Relationship Summary).

Certified licenses

Experience

S.G. LONG & COMPANY

S.G. LONG & COMPANY

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

SGL INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2023

Series 7TO

Date: 10/3/2023

SIE

Date: 5/24/2023

FINRA

Current Firm

SGL INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SGL INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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