Zhentao Wang
Professional summary
Zhentao Wang, who also goes by Tony Wang, Zt Wang, is a registered financial professional currently at UPHORIZON, LLC located in Los Angeles, California.
Zhentao is registered as a RR (Registered Representative) and started their career in finance in 2024. Zhentao has worked at 1 firm and has passed the Series 66, Series 99TO, Series 79TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zhentao Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2024 - Present
UPHORIZON, LLC
Office #1: 10250 Constellation Blvd Suite 2300, Los Angeles, CA 90067State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2025)
(4/22/2025)
(4/25/2025)
(5/19/2025)
Exams
Series 99TO
Date: 8/12/2024
Operations Professional ExaminationSeries 79TO
Date: 4/29/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 6/5/2023
General Securities Representative ExaminationFINRA
Current Firm
UPHORIZON, LLC
CRD#: 328256 / SEC#: , 8-71171
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
