JA
John W. Ainlay
FINANCIAL SECURITY ADVISORY
Jupiter, FL 33458
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CRD#: 7740456
JA
Professional summary
John Wesley Ainlay IV, who also goes by John Wesley Ainlay, is a registered financial advisor currently at FINANCIAL SECURITY ADVISORY INC located in Jupiter, Florida and FINANCIAL SECURITY MANAGEMENT, INCORPORATED located in Jupiter, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. John has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Wesley Ainlay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FINANCIAL SECURITY GROUP, INC.; INVESTMENT-RELATED: YES; ADDRESS: 477 VIKING DRIVE, STE 305, VIRGINIA BEACH VA 23452; NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE SALES, FINANCIAL ADVISORY SERVICES; POSITION: AGENT; START DATE: 10/19/2023; APPROX. HRS PER MO: 120; APRROX HRS DURING TRADING HRS: 120; DUTIES: PREPARE QUOTES AND APPLICATIONS FOR LIFE AND HEALTH INSURANCE, PREPARE FINANCIAL PLANS & PROVIDE ADVISORY SERVICES. COASTLINE STRIPING LLC.; INVESTMENT-RELATED: NO; ADDRESS: 505 BEACHLAND BLVD, #1-127, VERO BEACH, FL 32963, NATURE OF BUSINESS: PARKING LOT STRIPING SERVICE; POSITION: CO-OWNER; START DATE: 9/1/2025; APPROX. HRS PER MO.: 5-10; APPROX HRS DURING TRADING HRS: 0; DUTIES: PAINTING - PARKING LOT STRIPING AND RE-STRIPING name: JH Outback; non-Investment - related; address: 402 Office Park, Ste 310 Birmingham, AL 35223; nature of business: non-profit faith events; position, title, duties: speaker, leader of various weekend programs and entertainment; start date: 02/2023 hour/mo.: 20; trading hours/mo.: 0
CRS (Client Relationship Summary) - RIA
Click below to view John Wesley Ainlay IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 19, 2023 - Present
FINANCIAL SECURITY ADVISORY INC
Office #1: 601 Heritage Drive Suite 225, Jupiter, FL 33458RIA
CRD#: 110746
Jupiter, FL
Current
August 10, 2023 - Present
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
Office #1: 1 S Coastal Way Suite 101, Jupiter, FL 33477BD
CRD#: 43000
Jupiter, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FINANCIAL SECURITY ADVISORY INC
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
RIA
Registered Investment Advisory firm - (5/15/1997 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/9/2023)
IAR
Florida(11/14/2023)
RR
New Jersey(5/22/2025)
RR
Virginia(10/9/2023)
IAR
Virginia(10/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/9/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FINANCIAL SECURITY ADVISORY INC
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
RIA
Registered Investment Advisory firm - (5/15/1997 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452
Mailing Address
Phone number
(757) 431-1414
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,904 |
| AUM (Assets Under Management) | $ 1,570,635,977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
