Joshua D. Lipscomb

CASSADAY & COMPANY

Mclean, VA 22102

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CRD#: 7739685

Professional summary

Joshua David Lipscomb, who also goes by Josh Lipscomb, is a registered financial advisor currently at CASSADAY & COMPANY, INC. located in Mclean, Virginia and OSAIC WEALTH, INC. located in Mclean, Virginia.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Joshua has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Lipscomb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CASSADAY AND COMPANY WEALTH MANGEMENT, LLC POSITION: Paraplanner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/04/2025 ADDRESS: 8180 Greensboro Drive Suite 1180, McLean VA 22102, United States DESCRIPTION: Prepare client reports and meeting materials, participate in client meetings, and support financial planning department

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Lipscomb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2025 - Present

CASSADAY & COMPANY, INC.

Office #1: 8180 Greensboro Drive Suite 1180, Mclean, VA 22102

RIA

CRD#: 317672

Mclean, VA

Current

August 5, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 8180 Greensboro Dr. Suite 1180, Mclean, VA 22102

RIA

CRD#: 23131

Mclean, VA

Past

May 1, 2025 - June 6, 2025

CW ADVISORS, LLC

RIA

CRD#: 310873

Fairfax, VA

Past

September 11, 2024 - May 2, 2025

WOLF GROUP CAPITAL ADVISORS

RIA

CRD#: 111647

FAIRFAX, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASSADAY & COMPANY, INC.

CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.

CRD#: 317672 / SEC#: 801-122868

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(8/15/2025)

IAR

Virginia
(8/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/12/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/12/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/4/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/28/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CASSADAY & COMPANY, INC.

CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.

CRD#: 317672 / SEC#: 801-122868

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

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Contact information

Main Address

8180 Greensboro Drive Suite 1180, Mclean, VA 22102

Mailing Address

Phone number

(703) 506-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CASSADAY AND COMPANY WEALTH MANGEMENT, LLC PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	3,155
AUM (Assets Under Management)	$ 5,982,798,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua D. Lipscomb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Lipscomb's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

CW ADVISORS, LLC

WOLF GROUP CAPITAL ADVISORS

Primary Firm SEC Registration

CASSADAY & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/12/2025

Series 65

Date: 8/12/2024

Series 7TO

Date: 8/4/2025

SIE

Date: 7/28/2023

FINRA

Current Firm

CASSADAY & COMPANY, INC.

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASSADAY & COMPANY, INC.

TRUST BUT VERIFY

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