ND
Nader J. Dajani
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CRD#: 7738892
ND
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nader Jamal Dajani was a registered financial professional .
Nader is a previously registered financial professional and started their career in finance in 2024. Nader had worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dajani Bridge Solutions|Investment Related: No|Small Business - Government Contracting|CEO||Less than 20 hour/month - 0 during trading hours|I will launch this company in January, 2025 and the purpose of this is to make sure all is in accordance with Charles Schwab. I want to ensure full transparency regarding the scope of my LLC?s operations, particularly in the field of government contracting. The primary role of Dajani Bridge Solutions will be to serve as an intermediary between government entities and small businesses, with the goal of helping small businesses foster. Our group will be focusing on the following key responsibilities: 1. Identifying Opportunities: Conducting market research to match government contracts with the capabilities of private contractors. 2. Contract Negotiation: Facilitating negotiations to ensure fair terms for both government agencies and contractors. 3. Compliance and Documentation: Ensuring adherence to federal acquisition regulations and maintaining proper documentation throughout the contracting process. 4. Project Management: Overseeing contract execution to ensure timely, successful project delivery, while managing communication and resolving issues. 5. Networking and Relationship Building: Cultivating strong relationships with government officials and contractors to foster collaboration and trust. To ensure full compliance with the company?s policies regarding Outside Business Activities, I want to make clear that the activities of Dajani Bridge Solutions will not involve any of the following prohibited areas: - Insurance, mortgage, or real estate brokerage activities. - Employment in the financial services field, tax preparation, or tax advising for a non-family business. - Employment as a certified public accountant, treasurer, or real estate appraiser. - Acting on the Company?s behalf while engaging in this outside business. - Using the Company?s property or resources for LLC activities. I am committed to adhering to these guidelines, ensuring that my business ventures remain fully separate from my responsibilities at the Company and in line with all applicable standards. Please let me know if you have any questions or require further clarification regarding the LLC?s operations. I appreciate your support and understanding. Thank you for your time and attention. Best regards, Nader
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 9, 2025 - February 10, 2025
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Bethesda, MD
Past
December 6, 2024 - February 10, 2025
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Bethesda, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CHARLES SCHWAB & CO., INC.
CHARLES SCHWAB & CO., INC.
CRD#: 5393 / SEC#: 801-29938, 8-16514
RIA
Registered Investment Advisory firm - SEC (7/24/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CHARLES SCHWAB & CO., INC.
CHARLES SCHWAB & CO., INC.
CRD#: 5393 / SEC#: 801-29938, 8-16514
RIA
Registered Investment Advisory firm - SEC (7/24/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
3000 Schwab Way, San Francisco, CA 94105
Mailing Address
3000 Schwab Way Sf211mn-08-330, Westlake, TX 76262-8104
Phone number
(817) 859-5000
Established
California since 04/01/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
30,065
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWAB HOLDINGS, INC. | 100% OWNER | |
| BEATTY, JONATHAN SCOTT | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | 2429276 |
| CRAIG, JONATHAN M | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | 4144656 |
| HATHI, NEESHA K | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | 2648997 |
| HOWARD, DENNIS WILLARD | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | 6403083 |
| NICHOLS, CHARLES | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | 4811434 |
| STARR, JEFFREY HAROLD | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | 4700461 |
| VERDESCHI, MICHAEL DANIEL | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 4570777 |
Disclosures
| Regulatory Event | 58 |
| Civil Event | 3 |
| Arbitration | 248 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/24/2025 | ||
| 01/19/2024 | ||
| 04/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
