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AW

Adam D. Wood

BLUE OCEAN ATS
WEST PALM BEACH, FL 33401
Some features on this profile are disabled
CRD#: 7737542
AW

Professional summary

Adam David Wood is a registered financial professional currently at BLUE OCEAN ATS located in West Palm Beach, Florida.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2023. Adam has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam David Wood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2025 - Present

BLUE OCEAN ATS

Office #1: 515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
BD
CRD#: 306512
WEST PALM BEACH, FL
Past

October 13, 2023 - July 23, 2025

BREX TREASURY LLC

BD
CRD#: 299606
SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/7/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 11/13/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/13/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/20/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BO
BLUE OCEAN ATS
BLUE OCEAN ATS | BLUE OCEAN ATS, LLC

CRD#: 306512 / SEC#: , 8-70452

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
Mailing Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
Phone number
(917) 533-5595
Established
Delaware since 10/31/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLUE OCEAN TECHNOLOGIES, LLCMANAGING MEMBER
BEATON, DANIEL STEWARTREGISTERED FINANCIAL PRINCIPAL4240769
HYNDMAN, BRIAN KEITHPRESIDENT & CEO2281837
VIRGILIO, ROBERT JOSEPHCHIEF COMPLIANCE OFFICER1464899
WILLOCK, JOHN ANTONCHIEF REVENUE OFFICER8080737
WISHIK, EDWARDCHIEF FINANCIAL OFFICER2264777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE OCEAN ATS

CRD#: 306512West Palm Beach, FL 33401

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