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JC

Jeenchen Chen

CETERA INVESTMENT ADVISERS
PALO ALTO, CA
Some features on this profile are disabled
CRD#: 7735979
JC

Professional summary

Jeenchen Chen, who also goes by Jeen-chen Chen, Robert Jeen-chen Chen, Robert Jeenchen Chen, Robert Chen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Palo Alto, California and CETERA WEALTH SERVICES, LLC located in Palo Alto, California.

Jeenchen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jeenchen has worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7TO, Series 6TO and SIE exams.

Biography

I am committed to building long-term relationships with my clients and helping them reach their goals is my number one priority. Drawing on my knowledge, experience, and world-class tools, I help build financial freedom for my clients. I am prepared to assist clients with their financial plans and help them meet their long-term financial goals. I work closely with my clients and can also work with you. I will assist you as you: • Define your personal financial goals • Develop a financial strategy that can help you achieve these goals • Suggest suitable products and solutions based on your own tolerance for risk and

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeen-Chen Chen | Robert Jeen-Chen Chen | Robert Jeenchen Chen | Robert Chen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeenchen Chen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
PALO ALTO, CA
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 3101 Park Blvd, Palo Alto, CA 94306
BD
CRD#: 13572
Palo Alto, CA
Past

November 29, 2024 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Palo Alto, CA
Past

November 29, 2024 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Palo Alto, CA
Past

September 7, 2023 - November 19, 2024

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/5/2025)
IAR
California
(9/5/2025)
RR
Ohio
(9/5/2025)
IAR
Ohio
(4/29/2026)
RR
Texas
(9/5/2025)
IAR
Texas
(9/5/2025)
RR
Utah
(9/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/22/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/20/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 1/18/2025
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/6/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/7/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/28/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Palo Alto, CA

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