JC
Jeenchen Chen
CETERA INVESTMENT ADVISERS LLC
PALO ALTO, CA
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CRD#: 7735979
JC
Professional summary
Jeenchen Chen, who also goes by Jeen-chen Chen, Robert Jeen-chen Chen, Robert Jeenchen Chen, Robert Chen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Palo Alto, California and CETERA WEALTH SERVICES, LLC located in Palo Alto, California.
Jeenchen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jeenchen has worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7TO, Series 6TO and SIE exams.
Biography
I am committed to building long-term relationships with my clients and helping them reach their goals is my number one priority. Drawing on my knowledge, experience, and world-class tools, I help build financial freedom for my clients. I am prepared to assist clients with their financial plans and help them meet their long-term financial goals. I work closely with my clients and can also work with you. I will assist you as you:
• Define your personal financial goals
• Develop a financial strategy that can help you achieve these goals
• Suggest suitable products and solutions based on your own tolerance for risk and
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeen-Chen Chen | Robert Jeen-Chen Chen | Robert Jeenchen Chen | Robert Chen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ACADEMIC AUTHORSHIP; Author or co; Academic research and publication in biomedical fields; NIR; HRS 6; HRS 0; 01/01/2000; 4248 Rickeys Way, Unit M, Palo Alto CA 94306, United States; Data analysis; research advising; authoring and co-authoring; reviewing and revising manuscripts; earning academic credits 2) RSO INSURANCE; Agent; It offers Medicare sales in the senior market, including Medicare Part C and Medicare Supplemental.; IR; HRS 8, HRS 0; 10/07/2024; 1572 Los Padres Blvd #201, Santa Clara, CA 9505 CA 95050, United States; Medicare Part C sales; Medicare Advantage sales; Medicare Supplemental sales; Senior market Medicare sales. 3) AIRBNB PROPERTY; Host; AirBNB on my vacation home in Ohio; Run by my local property manager as a co-host; Earning passive incomes when I'm away; NIR; HRS 0; HRS 0; 03/01/2022; 2641 Amberwick Pl, Hilliard OH 43026, United States Host and property owner; My co-host (a property manager) takes care of everything 4) AICARE; Medical Advisor; Application of artificial intelligence on clinical data interpretation collected from wearable devices to improve healthcare workflow and efficiency. NIR; HRS 4; HRS 0; 04/14/2025; 18007 Cortney Court, City of Industry CA 91748, United States; Medical advice on the use of artificial intelligence on clinical data interpretation. Regular online group meetings. 5) LIXEL; Clinical Advisor; Clinical advice on the naked-eye 3D interactive hologram system in medical use including; HRS 1; HRS 0; 05/01/2025; 3101 Park Blvd, Palo Alto CA 94306, United States; Clinical advice on the naked-eye 3D interactive hologram system in medical use; occasional online communications; sharing networks and connections. 6) PATHFREE TECHNOLOGIES; Chief Medical Officer; Domain knowledge for artificial intelligence invention on emergency room services; NIR; HRS 2; HRS 0; 05/01/2025; 19800 MacArthur Blvd, Unit 300, Irvine CA 92612, United States; Domain knowledge for artificial intelligence invention on emergency room services; occasional advice and correspondences; the role of chief medical officer as appearing on the marketing flyers but everything on volunteer basis as pro bono. 7) NUERA BENEFITS AGENCY INC. POSITION: Agent NATURE: Online sales of health insurances; IR; HRS 1; HRS 1; 06/01/2025; 3101 Park Blvd, Palo Alto CA 94306, United States, Online sales of health insurances. 8) HUMANITY DIGITAL LLC; General partner; Business consulting; Family home office LLC; Financial and tax planning; We aim to energize resilience and technology by providing expertise in data sciences, digital marketing, and talents networking; Visions into Reality. IR; HRS 120; HRS 60; 09/27/2023; 3400 COTTAGE WAY, STE G2, SACRAMENTO CA 95825, United States; Scientific Director; General partner; Chief Financial Officer; Scientific Officer; Financial Advisor. 9) H & R BLOCK; Tax Specialist; I'm doing seasonal tax preparation and filing; NIR; HRS 8; HRS 2; 10/07/2024; 456 E El Camino Real, Sunnyvale CA 94087, United States; Seasonal tax specialist; Seasonal tax preparer; Individual income tax preparer, New tax preparer, New tax specialist. 10) PALO ALTO UNIFIED SCHOOL DISTRICT; High School Exam Proctor; The proctor of high school AP exam and other major exams; NIR; HRS 4; HRS 1; 05/05/2025; 780 Arastradero Rd, Palo Alto CA 94306, United States; Proctoring the students during exams. 11) SSA DISABILITY EXAMINER; Independent Medical Examiner; Examines the claimant's disability status NIR; HRS 16; HRS 0; 05/24/2025; 4000 (3998) Indianola Ave,, Lifestyle Medical Solutions, Columbus OH 43214, United States; Examines the claimant's disability status for Social Security Administration.
CRS (Client Relationship Summary) - RIA
Click below to view Jeenchen Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PALO ALTO, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3101 Park Blvd, Palo Alto, CA 94306BD
CRD#: 13572
Palo Alto, CA
Past
November 29, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Palo Alto, CA
Past
November 29, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Palo Alto, CA
Past
September 7, 2023 - November 19, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SAN JOSE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Nebraska(9/5/2025)
RR
Ohio(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/6/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 9/7/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Palo Alto, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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