DK
Dylan P. Klein
FIRST LONG ISLAND INVESTORS
Jericho, NY 11753
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CRD#: 7735245
DK
Professional summary
Dylan Paul Klein is a registered financial advisor currently at FIRST LONG ISLAND INVESTORS, LLC located in Jericho, New York.
Dylan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dylan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dylan Paul Klein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2023 - Present
FIRST LONG ISLAND INVESTORS, LLC
Office #1: One Jericho Plaza Suite 201, Jericho, NY 11753RIA
CRD#: 167212
Jericho, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FIRST LONG ISLAND INVESTORS, LLC
FIRST LONG ISLAND INVESTORS, LLC | FLI MANAGEMENT CORPORATION (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO., LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VII, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VI, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. V, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. IV, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. III, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. II, LP (RELYING ADVISER)
CRD#: 167212 / SEC#: 801-21607
RIA
Registered Investment Advisory firm - (7/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/3/2023)
Exams
Current Firm
FL
FIRST LONG ISLAND INVESTORS, LLC
FIRST LONG ISLAND INVESTORS, LLC | FLI MANAGEMENT CORPORATION (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO., LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VII, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. VI, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. V, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. IV, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. III, LP (RELYING ADVISER) | FLI FUNDS MANAGEMENT CO. II, LP (RELYING ADVISER)
CRD#: 167212 / SEC#: 801-21607
RIA
Registered Investment Advisory firm - (7/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Jericho Plaza Suite 201, Jericho, NY 11753-1673
Mailing Address
Phone number
(516) 935-1200
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 881 |
| AUM (Assets Under Management) | $ 1,708,156,301 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
