DE
Dain E. Ellsworth
CETERA INVESTMENT ADVISERS LLC
LAS VEGAS, NV 89117
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CRD#: 7735086
DE
Professional summary
Dain Elliott Ellsworth, who also goes by Dain E Ellsworth, Dain Ellsworth, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Las Vegas, Nevada.
Dain is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dain has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dain E Ellsworth | Dain Ellsworth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ELLSWORTH HOLDINGS, LLC POSITION: Managing Member NATURE: This entity was intended to hold family assets such as rental properties, but this did not happen INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2020 ADDRESS: 7881 W Charleston Blvd Suite 155, Las Vegas NV 89117, United States DESCRIPTION: No duties, this entity is inactive. 2) LEGACY WEALTH GROUP, LLC POSITION: Manager NATURE: Recently created Legacy Wealth Group, LLC to be the vehicle for Financial Advisory services that we are starting now. We created the LLC and secured the web domain so we can use this going forward. Legacy Wealth Group, LLC will provide retirement planning, investment planning, estate planning, and tax planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/20/2022 ADDRESS: 7881 W Charleston Blvd Suite 155, Las Vegas NV 89117, United States DESCRIPTION: My duties will include: Marketing; Managing client relationships; oversee internal staff; seek new clients through existing relationships, manage day-to-day affairs of business. We will be marketing Avantax business through this entity. 3) DAIN E ELLSWORTH, CPA, LLC POSITION: Managing Member NATURE: I personally own 100% of Dain E Ellsworth, CPA, LLC which owns 50.0% in Ellsworth & Stout, LLC, our CPA Firm. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2008 ADDRESS: 7881 W Charleston Blvd Suite 155, Las Vegas NV 89117, United States DESCRIPTION: The sole purpose of this entity is to hold my ownership interest in Ellsworth & Stout, LLC. There are no duties tied to this entity, as it just holds my ownership of Ellsworth & Stout, LLC 4) THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS POSITION: Finance Clerk NATURE: On a volunteer basis, I provide financial clerk assistance for our Church at our local unit in Las Vegas, Nevada. I process checks and other electronic disbursements for our local congregation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2020 ADDRESS: 6051 Dorrell Lane, Las Vegas NV 89131, United States DESCRIPTION: My duties include: processing checks and ACH disbursements, set budgets, reconcile bank account, review financials. I am one of 6 individuals that have check signing authority for our local Unit. All checks and disbursements require two signatures from local leaders of the Church. I do not provide any investment guidance. 5) ELLSWORTH & STOUT, LLC POSITION: Managing Member NATURE: I am the founding partner and managing partner in a CPA Firm, Ellsworth & Stout, CPAs. I own 50.% in Ellsworth & Stout, LLC through Dain E. Ellsworth CPA, LLC. Ellsworth & Stout, LLC provides Tax Planning and Preparation, Audits, Tax Consulting, Bookkeeping Services, and Payroll Services. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 12/26/2007 ADDRESS: 7881 W Charleston Blvd Suite 155, Las Vegas NV 89117, United States DESCRIPTION: My responsibilities as a Managing Partner at the CPA Firm are to Manage the day-to-day affairs of a CPA firm, which would include, Managing staff and client assignments, Maintaining existing client relationships, Develop new client relationships, Hiring competent staff, Marketing, and taking out the garbage.
CRS (Client Relationship Summary) - RIA
Click below to view Dain Elliott Ellsworth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7881 W Charleston Blvd Suite 155, Las Vegas, NV 89117RIA
CRD#: 105644
LAS VEGAS, NV
Past
October 6, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Las Vegas, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(9/5/2025)
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
