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NP

Narayan Prabhakar

FLOW TRADERS U.S.
NEW YORK, NY
·CRD# 7733642·3 years experience

Professional Summary

Narayan Prabhakar is a registered financial advisor currently at FLOW TRADERS U.S. LLC located in New York, New York. Narayan is registered as a RR (Registered Representative) and started their career in finance in 2023. Narayan has worked at 1 firm and has passed the Series 52TO, Series 57TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

FLOW TRADERS U.S. LLC·CRD# 150780
BD
1. 1114 Avenue Of The Americas 4th Floor, New York, NY 100362. 1114 Avenue Of The Americas 4th Floor, New York, NY 10036
June 13, 2023 - Present

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Current Firm

FT
FLOW TRADERS U.S. LLC

FLOW TRADERS U.S. LLC

CRD#: 150780 / SEC#: 8-68300
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1114 Avenue Of The Americas 4th Floor, New York, NY 10036

Mailing Address

1114 Avenue Of The Americas 4th Floor, New York, NY 10036

Phone Number

(917) 210-5000

Established

Delaware since 04/22/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
FLOW TRADERS U.S. HOLDING LLCMEMBER—
JOSE, KYLE WCHIEF COMPLIANCE OFFICER6078303
LEARY, TIMOTHY PATRICKCFO/FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER6567942
STUSH, WILLIAM DOPERATING COMMITTEE MEMBER2903013

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 52TO — Municipal Securities Representative Examination

Passed Apr 2024About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed Jul 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Jun 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2023About the SIE exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MEMX LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Narayan Prabhakar's CRS (Customer Relationship Summary).

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NP
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