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Allen Harris

EAGLE STRATEGIES
FT WORTH, TX
·CRD# 7730777·3 years experience

Professional Summary

Allen Harris is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Ft Worth, Texas and NYLIFE SECURITIES LLC located in Fort Worth, Texas. Allen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Allen has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

EAGLE STRATEGIES LLC·CRD# 110826
RIA
777 Main St Ste 3800, Ft Worth, TX 76102
April 7, 2026 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
777 Main Street Suite 3800, Fort Worth, TX 76102-5337
July 27, 2023 - Present

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Toast and Coast ; I am a occasional driver for a Wedding Getaway service. I do not have regular established hours or shifts. The work comes as needed by the business owner at his discretion and as my schedule allows. The business owner is the primary driver. ; 5317 Sandstone Ln, McKinney, TX, 75072; Start Date 09/2023; Role/Title: Independent Contractor; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours][Insurance Brokering; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 777 Main St. #3800, Fort Worth, Texas 76102; Start Date 09/2025; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours][Princeton-Lowry Crossing Chamber of Commerce; To empower economic growth, foster business development, promote education, nurture entrepreneurship, and strengthen connections within our community to create a vibrant and prosperous future.; 123 W.Princeton Dr., Suite 200 Princeton, TX 75407; Start Date 01/2026; Role/Title: Board Member; Not Investment Related; 5 hours per month; 2 hours per month during securities trading hours; Establish norms and procedures for new and current chamber events. Promoting the chamber to encourage new membership]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/25/2026)
RR
Oklahoma
(10/3/2025)
RR
Texas
(10/2/2023)
IAR
Texas
(4/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2026About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2025About the Series 7TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Allen Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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