MM
Max L. Molina
NAVY FEDERAL INVESTMENT SERVICES
Centreville, VA
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CRD#: 7730596
MM
Professional summary
Max Lionel Molina III, who also goes by Max Molina, Max Lionel Molina III, Max Lionel Molina, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Centreville, Virginia.
Max is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Max has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Max Molina | Max Lionel Molina Iii | Max Lionel Molina
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. MCAULIFFE ELEMENTARY PTA POSITION: Treasurer NATURE: Non-for-profit organization to provide after school events for elementary school. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 13540 Princedale Dr., Woodbridge VA 22193, United States DESCRIPTION: Non-for-profit organization to provide after school events for elementary school. LIONEL WEALTH MANAGEMENT POSITION: Owner NATURE: Created on 11/04/2023. Nature of company general consulting. Registered with VA and primary purpose was to deduct expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2023 ADDRESS: 5612 Willoughby Newton Dr, Unit 18, Centreville VA 20120, United States DESCRIPTION: Owner of a single-member LLC, Lionel Wealth Management, registered in Virginia. Non-investment related. Created on 11/04/2023 as a pass-through entity to account for my expenses. I put 0 hours toward this entity each month and I don't expect any revenue or business transaction through this entity.
CRS (Client Relationship Summary) - RIA
Click below to view Max Lionel Molina III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Max Lionel Molina III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2024 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #2: 1007 Electric Ave, Vienna, VA 22180RIA
BD
CRD#: 138459
Centreville, VA
Current
September 5, 2024 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 1007 Electric Ave, Vienna, VA 22180RIA
BD
CRD#: 138459
Vienna, VA
Past
March 13, 2024 - September 5, 2024
BANKERS LIFE ADVISORY SERVICES, INC.
RIA
CRD#: 281285
CHANTILLY, VA
Past
March 13, 2024 - September 5, 2024
BANKERS LIFE SECURITIES, INC.
BD
CRD#: 173962
CHANTILLY, VA
Past
September 28, 2023 - January 31, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
McLean, VA
Past
May 23, 2023 - January 31, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
McLean, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2025)
RR
Arkansas(8/25/2025)
RR
California(10/1/2024)
RR
Florida(10/1/2024)
RR
Georgia(10/1/2024)
RR
Hawaii(10/1/2024)
RR
Maryland(10/1/2024)
RR
Missouri(10/2/2025)
RR
New Jersey(1/14/2025)
RR
North Carolina(10/1/2024)
RR
South Carolina(10/1/2024)
RR
Texas(10/1/2024)
RR
Virginia(9/5/2024)
IAR
Virginia(9/5/2024)
RR
Washington(10/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/23/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
