Charles Jolly
Professional Summary
Charles Jolly, who also goes by Charles-andre Francois Jolly, is a registered financial advisor currently at SPENCER CLARKE LLC located in North Miami, Florida. Charles is registered as a RR (Registered Representative) and started their career in finance in 2023. Charles has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles-Andre Francois Jolly
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
SUMMIT FINANCIAL, LLC
EQUITABLE ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
SUMMIT FINANCIAL, LLC
EQUITABLE ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
SUMMIT FINANCIAL, LLC
EQUITABLE ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
SUMMIT FINANCIAL, LLC
EQUITABLE ADVISORS, LLC
Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
SUMMIT FINANCIAL, LLC
EQUITABLE ADVISORS, LLC
Current Firm
SPENCER CLARKE L.P. | SPENCER CLARKE LLC
Contact Information
Main Address
1801 N.e. 123rd St. Suite 314, North Miami, FL 33181Mailing Address
1801 N.e. 123rd St. Suite 314, North Miami, FL 33181Phone Number
(305) 600-3268Established
New York since 10/28/1998Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (32 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
4Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
SUMMIT FINANCIAL, LLC
EQUITABLE ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
SUMMIT FINANCIAL, LLC
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
(8/26/2026)
(8/26/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
SUMMIT FINANCIAL, LLC
EQUITABLE ADVISORS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Charles Jolly's CRS (Customer Relationship Summary).
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
SUMMIT FINANCIAL, LLC
EQUITABLE ADVISORS, LLC