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RD

Reid Howard Drescher

SPENCER CLARKE
Miami Beach, FL
·CRD# 2115274·35 years experience

Professional Summary

Reid Howard Drescher, who also goes by Reid Howard, is a registered financial advisor currently at SPENCER CLARKE LLC located in Miami Beach, Florida. Reid is registered as a RR (Registered Representative) and started their career in finance in 1991. Reid has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Reid Howard

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SPENCER CLARKE LLC·CRD# 41316
BD
1. 1111 Lincoln Road Suite 500, Miami Beach, FL 331392. 1801 N.e. 123rd St. Suite 314, North Miami, FL 33181
June 12, 1997 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 11, 1994 - June 6, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 14, 1991 - July 12, 1994

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Current Firm

SC
SPENCER CLARKE LLC

SPENCER CLARKE L.P. | SPENCER CLARKE LLC

CRD#: 41316 / SEC#: 8-49362
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1801 N.e. 123rd St. Suite 314, North Miami, FL 33181

Mailing Address

1801 N.e. 123rd St. Suite 314, North Miami, FL 33181

Phone Number

(305) 600-3268

Established

New York since 10/28/1998

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (32 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPENCER CLARKE MANAGEMENT LLCHOLDING COMPANY—
DRESCHER, REID HOWARDPRESIDENT & CEO, MANAGING MEMBER2115274
NIXON, JON ALANFINOP4710715
SMULEVITZ, CHARLES DAVIDCHIEF COMPLIANCE OFFICER5099387

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/10/2021)
RR
Arizona
(11/8/2018)
RR
California
(6/11/1997)
RR
Colorado
(4/25/2024)
RR
Connecticut
(10/3/2017)
RR
Delaware
(6/3/2024)
RR
Florida
(7/22/2016)
RR
Georgia
(2/4/2021)
RR
Hawaii
(5/31/2019)
RR
Illinois
(4/23/2019)
RR
Indiana
(10/10/2017)
RR
Maryland
(2/9/2018)
RR
Massachusetts
(10/13/2017)
RR
Michigan
(2/28/2019)
RR
Minnesota
(4/3/2025)
RR
Missouri
(5/13/2019)
RR
Nevada
(8/9/2018)
RR
New Jersey
(10/23/2017)
RR
New York
(6/13/1997)
RR
North Carolina
(3/31/2025)
RR
North Dakota
(3/31/2025)
RR
Ohio
(7/20/2016)
RR
Oklahoma
(1/14/2026)
RR
Oregon
(4/8/2024)
RR
Pennsylvania
(3/26/2025)
RR
South Carolina
(3/27/2025)
RR
Tennessee
(7/2/2026)
RR
Texas
(7/21/2016)
RR
Utah
(4/24/2019)
RR
Virginia
(6/21/2018)
RR
Washington
(1/21/2021)
RR
Wyoming
(4/9/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1991About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 1994About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 1991About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Dec 1995About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Oct 1995
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Reid Howard Drescher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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