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Karen A. Oxner
CETERA INVESTMENT ADVISERS LLC
BEAUMONT, TX 77706
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CRD#: 7730054
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Professional summary
Karen A Oxner, who also goes by Karen Annette Hamilton, Karen Annette Oxner, Karen Oxner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Beaumont, Texas and CETERA WEALTH SERVICES, LLC located in Beaumont, Texas.
Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Karen has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karen Annette Hamilton | Karen Annette Oxner | Karen Oxner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE SALES POSITION: Independent agent NATURE: Fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2024 ADDRESS: 1150 N. 11th St, Beaumont TX 77702, United States DESCRIPTION: Independent agent of record. Independent contractor compensated for the personal production of fixed insurance contracts. 2) CALVARY BAPTIST CHURCH POSITION: Member of Stewardship Team NATURE: Religious organization (church) located in Beaumont, TX. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 3650 Dowlen Road, Beaumont TX 77706, United States DESCRIPTION: Volunteer on the church's budget and finance committee responsible for participating in preparation of annual budget and review of monthly and annual financial statements prepared by church employees and audited by a local independent cpa firm. No investment advice provided. 3) THE DICKERSON GROUP POSITION: Advisor NATURE: Overhead expenses are paid through this entity. I have no ownership in this entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 13 SECURITIES TRADING HOURS: 10 START DATE: 02/07/2025 ADDRESS: 4055 Dowlen Rd Suite 111, Beaumont TX 77706, United States DESCRIPTION: None. 4)KAREN OXNER CPA PLLC POSITION: Managing Member NATURE: Certified Public Accounting Firm INVESTMENT RELATED: No NUMBER OF HOURS: 192 SECURITIES TRADING HOURS: 130 START DATE: 02/19/2025 ADDRESS: 4055 Dowlen Road, Suite 121, Beaumont TX 77706, United States DESCRIPTION: As a certified public accountant, I develop and maintain client relationships and provide tax planning, tax preparation, tax consulting, contract cfo, business consulting, bookkeeping, payroll, and other accounting and planning services.
CRS (Client Relationship Summary) - RIA
Click below to view Karen A Oxner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4055 Dowlen Road, Suite 111, Beaumont, TX 77706RIA
CRD#: 105644
BEAUMONT, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4055 Dowlen Road, Suite 111, Beaumont, TX 77706Office #2: 4055 Dowlen Rd Suite 121, Beaumont, TX 77706BD
CRD#: 13572
BEAUMONT, TX
Past
August 8, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
BEAUMONT, TX
Past
June 27, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BEAUMONT, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Beaumont, TX 77706TRUST BUT VERIFY
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