Brian J. Szuberla

HS TAX WEALTH MGMT

Carlsbad, CA 92009

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CRD#: 7728162

Professional summary

Brian Joseph Szuberla, who also goes by Brian Szuberla, is a registered financial advisor currently at HS TAX WEALTH MGMT, LLC located in Carlsbad, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brian has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Szuberla

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HS TAX CPAS - CO-OWNER AND CPA. 02/2019 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE PROVIDING TAX SERVICES TO CLIENTS AND PROSPECTS. 50% OF TIME SPENT ON THIS ACTIVITY, DURING TRADING HOURS. 2) LEAD CLIENT, INC. - CFO. 08/2022 TO PRESENT. NOT INVESTMENT RELATED. LEAD CLIENT, INC. PROVIDES MARKETING SERVICES. DUTIES INCLUDE OVERSEEING THE FINANCES OF THE COMPANY TO INCLUDE REVIEWING FINANCIAL STATEMENTS, PROVIDING ADVICE ON FINANCIAL ASPECTS OF THE FIRM, PROVIDING MARKETING ADVICE AND NEGOTIATING DEALS WITH VENDORS. 50% OF TIME SPENT ON THIS ACTIVITY, DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Szuberla's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2024 - Present

HS TAX WEALTH MGMT, LLC

Office #1: 6142 Innovation Way, Carlsbad, CA 92009

RIA

CRD#: 326595

Carlsbad, CA

Past

August 11, 2023 - December 31, 2023

HS TAX WEALTH MGMT, LLC

RIA

CRD#: 326595

CARLSBAD, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2023

Uniform Investment Adviser Law Examination

Current Firm

HS TAX WEALTH MGMT, LLC

CRD#: 326595 / SEC#:

California

Registered Investment Advisory firm - (2/9/2024 Approved)

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Contact information

Main Address

6142 Innovation Way, Carlsbad, CA 92009

Mailing Address

Phone number

(760) 586-4323

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Szuberla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Szuberla's CRS (Customer Relationship Summary).

Certified licenses

Experience

HS TAX WEALTH MGMT, LLC

HS TAX WEALTH MGMT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2023

Current Firm

HS TAX WEALTH MGMT, LLC

Contact information

Documents

Red Flags

Company Information

HS TAX WEALTH MGMT, LLC

TRUST BUT VERIFY

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