MA
Matthew Alnwick
FAR HILLS GROUP.
New York, NY 10017
Some features on this profile are disabled
CRD#: 7725850
MA
Professional summary
Matthew Alnwick is a registered financial professional currently at FAR HILLS GROUP, LLC. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2023. Matthew has worked at 2 firms and has passed the Series 63, Series 3, Series 82TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Alnwick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2024 - Present
FAR HILLS GROUP, LLC.
Office #1: 747 3rd Avenue 30th Floor, New York, NY 10017BD
CRD#: 32243
New York, NY
Past
May 18, 2023 - July 16, 2024
FNEX CAPITAL, LLC
BD
CRD#: 166316
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/12/2024)
RR
Alaska(8/12/2024)
RR
Arizona(8/12/2024)
RR
Arkansas(8/12/2024)
RR
California(8/12/2024)
RR
Colorado(8/12/2024)
RR
Connecticut(8/12/2024)
RR
Delaware(8/12/2024)
RR
District of Columbia(8/12/2024)
RR
Florida(8/12/2024)
RR
Georgia(8/12/2024)
RR
Hawaii(8/12/2024)
RR
Idaho(8/12/2024)
RR
Illinois(8/12/2024)
RR
Indiana(8/12/2024)
RR
Iowa(8/12/2024)
RR
Kansas(8/12/2024)
RR
Kentucky(8/12/2024)
RR
Louisiana(8/12/2024)
RR
Maine(8/12/2024)
RR
Maryland(8/12/2024)
RR
Massachusetts(8/12/2024)
RR
Michigan(8/12/2024)
RR
Minnesota(8/12/2024)
RR
Mississippi(8/12/2024)
RR
Missouri(8/12/2024)
RR
Montana(8/12/2024)
RR
Nebraska(8/12/2024)
RR
Nevada(8/12/2024)
RR
New Hampshire(8/12/2024)
RR
New Jersey(8/12/2024)
RR
New Mexico(8/12/2024)
RR
New York(8/12/2024)
RR
North Carolina(8/12/2024)
RR
North Dakota(8/12/2024)
RR
Ohio(8/13/2024)
RR
Oklahoma(8/12/2024)
RR
Oregon(8/12/2024)
RR
Pennsylvania(8/12/2024)
RR
Puerto Rico(8/12/2024)
RR
Rhode Island(8/12/2024)
RR
South Carolina(8/12/2024)
RR
South Dakota(8/12/2024)
RR
Tennessee(8/12/2024)
RR
Texas(8/12/2024)
RR
Utah(8/12/2024)
RR
Vermont(8/12/2024)
RR
Virgin Islands(8/12/2024)
RR
Virginia(8/12/2024)
RR
Washington(8/12/2024)
RR
West Virginia(8/12/2024)
RR
Wisconsin(8/12/2024)
RR
Wyoming(8/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 82TO
Date: 5/18/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FAR HILLS GROUP, LLC.
FAR HILLS GROUP, LLC. | FAR HILLS SECURITIES, LLC | FAR HILLS SECURITIES, INC.
CRD#: 32243 / SEC#: , 8-45675
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
747 3rd Avenue 30th Floor, New York, NY, 10017
Mailing Address
747 3rd Avenue 30th Floor, New York, NY, 10017
Phone number
(212) 840-7779
Established
Delaware since 12/12/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FAR HILLS GROUP HOLDINGS LLC | OWNER | |
| HALVORSON, HALVOR MIKEL | MEMBER/CCO | 3145839 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
