AG
Adam M. Green
KESTRA ADVISORY SERVICES
Utica, NY
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CRD#: 7723212
AG
Adam Michael GreenKESTRA ADVISORY SERVICES
Professional summary
Adam Michael Green is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Utica, New York and KESTRA INVESTMENT SERVICES, LLC located in Utica, New York.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Adam has worked at 4 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/19/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CORNERSTONE PLANNING GROUP POSITION: Client Service Associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/19/2026 ADDRESS: 2113 Genesee St, Utica NY 13501, United States DESCRIPTION: Advisory Operations -Assist with trading and rebalancing in advisor managed accounts -Review AMP accounts and monitor cash levels -Update advisory spreadsheet to add and change monthly distribution info -RMD reporting, processing, and tracking Client Services -Shadow lead advisor on review meetings -Update notes, log info, and review meeting tasks -Create tasks and assist with tracking processing and new business post-meeting Secondary Tasks: -Provide backup support for scheduling and client event planning -Provide backup support for operations -Provide backup support for investment-related inquiries if lead advisor is unavailable
CRS (Client Relationship Summary) - RIA
Click below to view Adam Michael Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2026 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 2113 Genesee St, Utica, NY 13501RIA
CRD#: 283330
Utica, NY
Current
August 21, 2026 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2113 Genesee St, Utica, NY 13501BD
CRD#: 42046
Utica, NY
Past
October 13, 2025 - July 8, 2026
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Utica, NY
Past
October 13, 2025 - July 8, 2026
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Utica, NY
Past
June 10, 2025 - July 17, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
NEW HARTFORD, NY
Past
January 7, 2025 - July 17, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
NEW HARTFORD, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(8/21/2026)
IAR
New York(8/21/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/7/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/7/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
