Brittney Axsom
Professional summary
Brittney Axsom, who also goes by Brittney Lea Axsom, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Saint Petersburg, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Brittney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Brittney has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brittney Axsom's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
April 21, 2026 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111June 24, 2024 - April 11, 2026
CHARLES SCHWAB & CO., INC.
March 27, 2024 - April 11, 2026
CHARLES SCHWAB & CO., INC.
November 14, 2023 - December 12, 2023
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 11/13/2023
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.