KL
Keith D. Lyle
CETERA INVESTMENT ADVISERS LLC
BAINBRIDGE, GA 39819
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CRD#: 7717327
KL
Professional summary
Keith D Lyle Jr., who also goes by Keith D Lyle, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bainbridge, Georgia and BRANNEN & LYLE INVESTMENT COMPANY located in Bainbridge, Georgia.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Keith has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith D Lyle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: BRANNEN & LYLE INVESTMENT COMPANY-CRD 125308; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 01/2025; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 16; BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT, FINANCIAL PLANNING, FIRM OPERATIONS MANAGEMENT; 2. NAME OF OTHER BUSINESS BRANNEN & LYLE INVESTMENT COMPANY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2024 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIREHOUSE ARTS CENTER, INVESTMENT RELATED: NO, ADDRESS: 119 W WATER ST, BAINBRIDGE, GA 39817, NATURE OF BUSINESS: NON-PROFIT, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: AID IN FACILITATING SUSTAINABLE GROWTH FOR THE CENTER AND ARTS WITHIN THE COMMUNITY; 4. NAME OF OTHER BUSINESS: UNIVERSITY OF GEORGIA'S ONLINE MASTER'S OF FINANCIAL PLANNING ACADEMIC PROGRAM ALUMNI COUNCIL, INVESTMENT RELATED: NO, ADDRESS: 305 SANFORD DR, ATHENS, GA 30602, NATURE OF BUSINESS: NON-PROFIT, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES PROVIDE GUIDANCE, SUPPORT, AND EXPERTISE TO ENHANCE THE QUALITY, RELEVANCE, AND REPUTATION OF THE ONLINE MSFP ACADEMIC PROGRAM; 4. NAME OF OTHER BUSINESS: PORT CITY WATERFOWLERS (PCW), INVESTMENT RELATED: NO, ADDRESS: 2152 PONDTOWN RD, BAINBRIDGE, GA 39817, NATURE OF BUSINESS: HUNTING CLUB, START DATE: 02/01/25, POSITION/TITLE/RELATIONSHIP: MEMBER,, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: INTERACT AND PARTICIPATE WITH OTHER GROUP MEMBERS TO INCREASE OUR ENJOYMENT OF THE SPORT OF DUCK HUNTING.
CRS (Client Relationship Summary) - RIA
Click below to view Keith D Lyle Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 410 S West Street, Bainbridge, GA 39819RIA
CRD#: 105644
BAINBRIDGE, GA
Current
March 12, 2025 - Present
BRANNEN & LYLE INVESTMENT COMPANY
Office #1: 410 S. West Street, Bainbridge, GA 39819RIA
CRD#: 125308
BAINBRIDGE, GA
Current
November 5, 2024 - Present
CETERA ADVISORS LLC
Office #1: 410 S West Street, Bainbridge, GA 39819BD
CRD#: 10299
BAINBRIDGE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/7/2025)
RR
Florida(1/7/2025)
RR
Georgia(1/2/2025)
IAR
Georgia(1/3/2025)
RR
New York(1/7/2025)
RR
North Carolina(1/7/2025)
RR
South Carolina(1/7/2025)
RR
Texas(1/7/2025)
IAR
Texas(1/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/5/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Bainbridge, GA 39819TRUST BUT VERIFY
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