RD
Renee C. De Haan
NYLIFE SECURITIES LLC
Grand Rapids, MI 49504
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CRD#: 7716645
RD
Professional summary
Renee C De Haan, who also goes by Renee Charlene De Haan, Renee Charlene Dehaan, Renee Griffey, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Grand Rapids, Michigan.
Renee is registered as a RR (Registered Representative) and started their career in finance in 2023. Renee has worked at 3 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Renee Charlene De Haan | Renee Charlene Dehaan | Renee Griffey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/23/2024 ADDRESS: 3196 Kraft Ave Sw, Ste 101, Grand Rapids MI 49512, United States DESCRIPTION: Sales of fixed products through various vendors to include fixed life, fixed annuities, DI, LTC, group benefits, medical, and health. **BROKEN PIECES STUDIO LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 7396 Pete Ave, Jenison MI 49428, United States DESCRIPTION: 50% owner of LLC, creates and sells fluid art paintings. Thomas De Haan, spouse is other 50% owner.
CRS (Client Relationship Summary) - BD
Click below to view Renee C De Haan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 333 Bridge Street Nw Suite 600, Grand Rapids, MI 49504BD
CRD#: 5167
Grand Rapids, MI
Past
April 25, 2024 - January 7, 2025
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Grand Rapids, MI
Past
April 25, 2024 - January 7, 2025
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Grand Rapids, MI
Past
July 20, 2023 - May 1, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
GRAND RAPIDS, MI
Past
July 13, 2023 - May 1, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
GRAND RAPIDS, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(1/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/25/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 7/13/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
CRD#: 5167 / SEC#: , 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Grand Rapids, MI 49504TRUST BUT VERIFY
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