AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NC

Nicholas J. Cheng

NEWMARK SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 7713723
NC

Professional summary

Nicholas Jonathan Cheng is a registered financial professional currently at NEWMARK SECURITIES, LLC located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2024. Nicholas has worked at 7 firms and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Jonathan Cheng's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2023 - Present

NEWMARK SECURITIES, LLC

Office #1: 125 Park Avenue, New York, NY 10017
BD
CRD#: 309193
New York, NY
Past

March 8, 2024 - November 4, 2024

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

March 8, 2024 - November 4, 2024

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

March 8, 2024 - November 4, 2024

FMX EXECUTION, LLC

BD
CRD#: 154075
NEW YORK, NY
Past

March 8, 2024 - November 4, 2024

CF SECURED, LLC

BD
CRD#: 285841
NEW YORK, NY
Past

March 8, 2024 - November 4, 2024

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

March 8, 2024 - November 4, 2024

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 3/31/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 3/11/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NEWMARK SECURITIES, LLC
NEWMARK SECURITIES LLC | NEWMARK SECURITIES, LLC

CRD#: 309193 / SEC#: , 8-70554

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
125 Park Avenue, New York, NY 10017
Mailing Address
125 Park Avenue, New York, NY 10017
Phone number
(212) 372-2000
Established
Delaware since 04/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NEWMARK PARTNERS, L.P.SOLE MEMBER
DAVIS, JOSHUAEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY7761240
KUEHNEN, ERIC CHRISTOPHERCHIEF COMPLIANCE OFFICER4577416
PAULSON, KENNETH MICHAELCHIEF FINANCIAL OFFICER2862259
SMIGEL, STEPHEN JAREDCHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER2401258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEWMARK SECURITIES, LLC

CRD#: 309193New York, NY 10017

TRUST BUT VERIFY

Monitor Nicholas Cheng

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics